SEC Form 4 · accession 0000768835-17-000075
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Campisi
Officer — CEO & President · Director
Period of report
Jul 25, 2017
Accepted (ET)
Jul 27, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2017 | M | 28,875 | $37.13 | A | 225,018 | D | |
| Common StockF2 | Jul 25, 2017 | S | 28,875 | $50.04 | D | 196,143 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF3 | $37.13 | Jul 25, 2017 | M | 28,875 | D | May 6, 2017 | May 6, 2020 | Common Stock | 28,875 | 0 | D |
Explanation of responses
- F1The acquisition and sale reported in this Form 4 were made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $50.00 to $50.09. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3The date upon which this Stock Purchase Option became fully exercisable.