SEC Form 4 · accession 0000768835-17-000039
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Johnson
Officer — Executive Vice President
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2017 | A | 27,561 | $0.00 | A | 96,210 | D | |
| Common Stock | Mar 29, 2017 | F | 13,216 | $48.71 | D | 82,994 | D | |
| Common StockF3 | Mar 29, 2017 | S | 400 | $47.57 | D | 82,594 | D | |
| Common StockF4 | Mar 29, 2017 | S | 7,535 | $48.56 | D | 75,059 | D | |
| Common StockF5 | Mar 29, 2017 | S | 6,410 | $49.17 | D | 68,649 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The issuer witheld common shares to satisfy taxes applicable to the vesting of an equity award for the reporting person.
- F2The sales reported in this Form 4 were made pursuant to a plan intended to comply with Rule 10b5-1.
- F3The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $46.95 to $47.89. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F4The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $47.98 to $48.97. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F5The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $48.99 to $49.29. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.