SEC Form 4 · accession 0000768835-17-000002
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip E Mallott
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | G | 2,500 | $0.00 | D | 25,202 | D | |
| Common Stock | Feb 9, 2017 | M | 10,000 | $28.22 | A | 35,202 | D | |
| Common Stock | Feb 9, 2017 | S | 10,000 | $53.00 | D | 25,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF2 | $28.22 | Feb 9, 2017 | M | 10,000 | D | Sep 10, 2010 | Oct 10, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The date upon which this Stock Purchase Option became fully exercisable.