SEC Form 4 · accession 0000768835-16-000155
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Stein
Officer — Senior Vice President
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 5,000 | $36.93 | A | 21,990 | D | |
| Common Stock | Nov 22, 2016 | S | 5,000 | $53.00 | D | 16,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF2 | $36.93 | Nov 22, 2016 | M | 5,000 | D | — | Oct 21, 2020 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The Stock Purchase Option vests in four equal annual installments beginning on October 21, 2014.