SEC Form 4 · accession 0000768835-16-000153
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Campisi
Officer — CEO & President · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | G | 220 | $0.00 | D | 130,569 | D | |
| Common Stock | Nov 14, 2016 | M | 4,800 | $37.13 | A | 135,369 | D | |
| Common StockF2 | Nov 14, 2016 | S | 19,800 | $52.006 | D | 115,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF3 | $37.13 | Nov 14, 2016 | M | 4,800 | D | — | May 6, 2020 | Common Stock | 4,800 | 52,950 | D |
Explanation of responses
- F1The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $52.00 to $52.03. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3This stock purchase option shall vest in four equal installments beginning on May 6, 2014