SEC Form 4 · accession 0000768835-16-000146
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Johnson
Officer — Executive Vice President
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 12,262 | $35.92 | A | 96,615 | D | |
| Common StockF2 | Aug 30, 2016 | S | 12,262 | $50.875 | D | 84,353 | D | |
| Common Stock | Aug 30, 2016 | F | 2,398 | $51.22 | D | 81,955 | D | |
| Common Stock | Aug 31, 2016 | M | 2,738 | $35.92 | A | 84,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF3 | $35.92 | Aug 30, 2016 | M | 12,262 | D | Mar 5, 2014 | Mar 5, 2017 | Common Stock | 12,262 | 2,738 | D |
| Stock Purchase OptionF3 | $35.92 | Aug 31, 2016 | M | 2,738 | D | Mar 5, 2014 | Mar 5, 2017 | Common Stock | 2,738 | 0 | D |
Explanation of responses
- F1The acquisition and sale reported in this Form 4 were made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $50.60 to $51.22. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3The date upon which this Stock Purchase Option became fully exercisable.