SEC Form 4 · accession 0000768835-16-000134

BIG LOTS INC · BIG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jul 1, 2016

Accepted (ET)

Jul 5, 2016 · 4:18 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000768835

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 1, 2016	M	15,000	$35.92	A	51,439	D
Common Stock^F2	Jul 1, 2016	S	14,900	$50.264	D	36,539	D
Common Stock	Jul 1, 2016	S	100	$50.67	D	36,439	D
Common Stock^F3	holding	—	—		—	3,184	I	By the 401(k) Plan
Common Stock^F4	holding	—	—		—	3,300	I	By the Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Purchase Option^F5	$35.92	Jul 1, 2016	M	15,000	D	Mar 5, 2014	Mar 5, 2017	Common Stock	15,000	0	D

F1The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
F2The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $49.671 to $50.66. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3Common Stock held under the Big Lots Savings Plan ("401(k) Plan"). This information is based on a 401(k) Plan report dated July 5, 2016.
F4The reporting person was appointed trustee of the Joseph Schlonsky 2007 Trust (the "Trust") on September 30, 2012. The reporting person's sibling is the sole beneficiary of the Trust.
F5The date upon which this Stock Purchase Option became fully exercisable.