SEC Form 4 · accession 0000768835-16-000098
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa M Bachmann
Officer — Executive Vice President
Period of report
May 27, 2016
Accepted (ET)
May 31, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | M | 50,000 | $35.92 | A | 125,351 | D | |
| Common Stock | May 27, 2016 | S | 50,000 | $50.05 | D | 75,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF2 | $35.92 | May 27, 2016 | M | 50,000 | D | Mar 5, 2014 | Mar 5, 2017 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The date upon which this Stock Purchase Option became fully exercisable.