SEC Form 4 · accession 0000768835-16-000094
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Stein
Officer — Senior Vice President
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | A | 5,152 | $0.00 | A | 21,138 | D | |
| Common Stock | Mar 10, 2016 | F | 604 | $44.87 | D | 20,534 | D | |
| Common Stock | Mar 10, 2016 | S | 1,096 | $45.47 | D | 19,438 | D | |
| Common Stock | Mar 11, 2016 | F | 975 | $45.65 | D | 18,463 | D | |
| Common Stock | Mar 11, 2016 | S | 1,473 | $45.86 | D | 16,990 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person elected, pursuant to a plan intended to comply with Rule 10b5-1, to allow the issuer to withhold common shares to satisfy taxes applicable to the vesting of an equity award.
- F2The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.