SEC Form 4 · accession 0000768835-16-000093
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Allen Schlonsky
Officer — Executive Vice President
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | A | 6,161 | $0.00 | A | 41,612 | D | |
| Common Stock | Mar 10, 2016 | F | 675 | $44.87 | D | 40,937 | D | |
| Common Stock | Mar 10, 2016 | S | 1,358 | $45.47 | D | 39,579 | D | |
| Common Stock | Mar 11, 2016 | F | 1,048 | $45.65 | D | 38,531 | D | |
| Common Stock | Mar 11, 2016 | S | 2,092 | $45.86 | D | 36,439 | D | |
| Common StockF3 | holding | — | — | — | 3,156 | I | By the 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 3,300 | I | By the Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person elected, pursuant to a plan intended to comply with Rule 10b5-1, to allow the issuer to withhold common shares to satisfy taxes applicable to the vesting of an equity award.
- F2The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F3Common Stock held under the Big Lots Savings Plan ("401(k) Plan"). This information is based on a 401(k) Plan report dated March 9, 2016.
- F4The reporting person was appointed trustee of the Joseph Schlonsky 2007 Trust (the "Trust") on September 30, 2012. The reporting person's sibling is the sole beneficiary of the Trust.