SEC Form 4 · accession 0000768835-15-000071
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Johnson
Officer — Executive Vice President
Period of report
Dec 28, 2015
Accepted (ET)
Dec 29, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2015 | M | 1,875 | $17.47 | A | 89,686 | D | |
| Common Stock | Dec 28, 2015 | S | 1,875 | $38.99 | D | 87,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF2 | $17.47 | Dec 28, 2015 | M | 1,875 | D | Mar 6, 2013 | Mar 6, 2016 | Common Stock | 1,875 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The date upon which this Stock Purchase Option became fully exercisable.