SEC Form 4 · accession 0000768835-15-000065
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip E Mallott
Director
Period of report
Oct 9, 2015
Accepted (ET)
Oct 13, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2015 | M | 5,000 | $19.25 | A | 30,600 | D | |
| Common Stock | Oct 9, 2015 | S | 5,000 | $50.00 | D | 25,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF2 | $19.25 | Oct 9, 2015 | M | 5,000 | D | Sep 11, 2009 | Oct 11, 2016 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The date upon which the Stock Purchase Option became fully exercisable.