SEC Form 4 · accession 0000768835-15-000017
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa M Bachmann
Officer — Executive Vice President
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2015 | M | 14,200 | $17.47 | A | 117,866 | D | |
| Common StockF2 | Mar 20, 2015 | S | 14,200 | $50.4068 | D | 103,666 | D | |
| Common Stock | Mar 23, 2015 | M | 5,800 | $17.47 | A | 109,466 | D | |
| Common Stock | Mar 23, 2015 | S | 5,800 | $50.30 | D | 103,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF3 | $17.47 | Mar 20, 2015 | M | 14,200 | D | Mar 6, 2013 | Mar 6, 2016 | Common Stock | 14,200 | 22,363 | D |
| Stock Purchase OptionF3 | $17.47 | Mar 23, 2015 | M | 5,800 | D | Mar 6, 2013 | Mar 6, 2016 | Common Stock | 5,800 | 16,563 | D |
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $50.30 to $50.67. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3The date upon which the Stock Purchase Option became fully exercisable.