SEC Form 4 · accession 0000768835-15-000013
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Allen Schlonsky
Officer — Senior Vice President
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | A | 9,518 | $0.00 | A | 40,591 | D | |
| Common Stock | Mar 12, 2015 | F | 1,073 | $49.95 | D | 39,518 | D | |
| Common StockF3 | Mar 12, 2015 | S | 2,067 | $50.4872 | D | 37,451 | D | |
| Common StockF4 | holding | — | — | — | 3,085 | I | By the 401(k) Plan | |
| Common StockF5 | holding | — | — | — | 3,300 | I | By the Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person elected, pursuant to a plan intended to comply with Rule 10b5-1, to allow the issuer to withhold common shares to satisfy taxes applicable to the vesting of an equity award.
- F2The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- F3The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $50.15 to $50.76. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F4Common stock held under the Big Lots Savings Plan ("401 (k) Plan"). This information is based on a 401 (k) Plan report dated March 16, 2015.
- F5The reporting person was appointed trustee of the Joseph Schlonsky 2007 Trust (the "Trust") on September 30, 2012. The reporting person's sibling is the sole beneficiary of the Trust.