SEC Form 4 · accession 0000768835-15-000009
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Campisi
Officer — CEO & President · Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | A | 69,616 | $0.00 | A | 139,124 | D | |
| Common Stock | Mar 12, 2015 | F | 8,088 | $49.95 | D | 131,036 | D | |
| Common Stock | Mar 12, 2015 | M | 28,875 | $37.13 | A | 159,911 | D | |
| Common StockF2 | Mar 12, 2015 | S | 28,875 | $50.4852 | D | 131,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF3 | $37.13 | Mar 12, 2015 | M | 28,875 | D | — | May 6, 2020 | Common Stock | 28,875 | 86,625 | D |
Explanation of responses
- F1The reporting person elected, pursuant to a plan intended to comply with Rule 10b5-1, to allow the issuer to withhold common shares to satisfy taxes applicable to the vesting of an equity award.
- F2The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $50.15 to $50.76. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3The Stock Purchase Option vests in four equal annual installments beginning on May 6, 2014.