SEC Form 4 · accession 0001437749-18-021098
CYANOTECH CORP · CYAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A / Davis
Director · 10% Owner
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768408
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Cyanotech Corporation Common Stock | Nov 16, 2018 | A | 8,052 | $3.5308 | A | 308,052 | I | By self as director of Skywords Family Foundation Inc.(1) |
| Cyanotech Corporation Common Stock | Nov 19, 2018 | A | 251 | $3.4003 | A | 308,303 | I | By self as director of Skywords Family Foundation Inc.(1) |
| Cyanotech Corporation Common Stock | holding | — | — | — | 12,119 | D | ||
| Cyanotech Corporation Common Stock | holding | — | — | — | 31,250 | I | By Spouse | |
| Cyanotech Corporation Common Stock | holding | — | — | — | 150,000 | I | By Self as co-trustee for trusts for the benefit of Mr. Davis's children | |
| Cyanotech Corporation Common Stock | holding | — | — | — | 450,225 | I | By self as trustee of the Michael Arlen Davis Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Remarks
(1) Skywords is a 501(c)(3) charitable foundation, of which the Reporting Person and his spouse serve as the two directors. The Reporting Person should not be deemed to be a beneficial owner of the shares held by Skywords under Rule 16a-2, however, the shares held by Skywords are included here for purposes of complete disclosure and in light of such shares having been previously disclosed on previous Forms 4 filed by the Reporting Person.