SEC Form 4 · accession 0001209191-15-087414

ALTERA CORP · ALTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Dan Biran

Officer — Sr VP, Strategy

Period of report

Dec 28, 2015

Accepted (ET)

Dec 30, 2015 · 5:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000768251

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Qualified Stock Option (right to buy)^F1	$33.31	Dec 28, 2015	D	6,972	D	—	—	Common Stock	6,972	D
Non-Qualified Stock Option (right to buy)^F1	$42.63	Dec 28, 2015	D	61,000	D	—	—	Common Stock	61,000	D
Restricted Stock Unit^F2,F1	$0.00	Dec 28, 2015	D	41,205	D	—	—	Common Stock	41,205	D
Performance Restricted Stock Unit^F2,F1,F3	$0.00	Dec 28, 2015	D	29,224	D	—	—	Common Stock	29,224	D
Performance Restricted Stock Unit^F2,F1,F3	$0.00	Dec 28, 2015	D	7,066	D	—	—	Common Stock	7,066	D
Performance Restricted Stock Unit^F2,F1,F3	$0.00	Dec 28, 2015	D	17,782	D	—	—	Common Stock	17,782	D

Explanation of responses

F1Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
F2Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer.
F3Includes PRSUs that were deemed fully vested and cancelled in exchange for the right to receive the Merger Consideration, in accordance with the Merger Agreement.

Remarks

This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 31, 2015, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on June 1, 2015, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Intel Corporation ("Parent").