SEC Form 4 · accession 0001209191-15-084702

PMC SIERRA INC · PMCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, General Counsel Corp. Sec.

Period of report

Dec 9, 2015

Accepted (ET)

Dec 11, 2015 · 4:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000767920

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Dec 9, 2015	S	1,897	$11.865	D	124,112	D
Common Stock^F2	Dec 9, 2015	S	63,736	$11.855	D	60,376	D
Common Stock	Dec 9, 2015	M	23,393	$4.79	A	83,769	D
Common Stock^F3	Dec 9, 2015	S	23,393	$11.865	D	60,376	D
Common Stock	Dec 10, 2015	M	90,000	$4.98	A	150,376	D
Common Stock	Dec 10, 2015	M	26,607	$4.79	A	176,983	D
Common Stock^F4	Dec 10, 2015	S	116,607	$11.81	D	60,376	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$4.79	Dec 9, 2015	M	23,393	D	—	Mar 4, 2018	Common Stock	23,393	26,607	D
Stock Option (Right to Buy)^F5	$4.98	Dec 10, 2015	M	90,000	D	—	Mar 3, 2019	Common Stock	90,000	0	D
Stock Option (Right to Buy)^F5	$4.79	Dec 10, 2015	M	26,607	D	—	Mar 4, 2018	Common Stock	26,607	0	D

F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.8601 to $11.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.85 to $11.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.85 to $11.875 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.795 to $11.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5Fully vested.