SEC Form 4 · accession 0001209191-15-084264

PMC SIERRA INC · PMCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, GM Enterprise Storage Div

Period of report

Dec 7, 2015

Accepted (ET)

Dec 9, 2015 · 4:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000767920

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 7, 2015	M	938	$5.71	A	102,132	D
Common Stock	Dec 7, 2015	M	1,048	$6.87	A	103,180	D
Common Stock	Dec 7, 2015	M	1,033	$6.53	A	104,213	D
Common Stock^F1	Dec 7, 2015	S	3,019	$11.93	D	101,194	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$5.71	Dec 7, 2015	M	938	D	—	Aug 7, 2022	Common Stock	938	7,500	D
Stock Option (Right to Buy)^F3	$6.87	Dec 7, 2015	M	1,048	D	—	Aug 5, 2024	Common Stock	1,048	33,534	D
Stock Option (Right to Buy)^F4	$6.53	Dec 7, 2015	M	1,033	D	—	Aug 6, 2023	Common Stock	1,033	20,667	D

F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.9267 to $11.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
F3One-fourth of the shares subject to the option vest on August 5, 2015 and one forty-eighth of the shares shall vest monthly thereafter.
F4One-fourth of the shares subject to the option vest on August 6, 2014 and one forty-eighth of the shares shall vest monthly thereafter.