SEC Form 4 · accession 0001209191-15-084009

PMC SIERRA INC · PMCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Corp Dev and GM, MPD

Period of report

Dec 4, 2015

Accepted (ET)

Dec 8, 2015 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000767920

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 4, 2015	M	9,687	$6.87	A	52,390	D
Common Stock	Dec 4, 2015	M	16,537	$6.53	A	68,927	D
Common Stock	Dec 4, 2015	S	26,224	$11.93	D	42,703	D
Common Stock	Dec 4, 2015	M	26,406	$5.71	A	69,109	D
Common Stock	Dec 4, 2015	M	42,488	$4.79	A	111,597	D
Common Stock^F1	Dec 4, 2015	S	68,894	$11.932	D	42,703	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$6.87	Dec 4, 2015	M	9,687	D	—	Aug 5, 2024	Common Stock	9,687	21,313	D
Stock Option (Right to Buy)^F3	$6.53	Dec 4, 2015	M	16,537	D	—	Aug 6, 2023	Common Stock	16,537	12,863	D
Stock Option (Right to Buy)^F4	$5.71	Dec 4, 2015	M	26,406	D	—	Aug 7, 2022	Common Stock	26,406	6,094	D
Stock Option (Right to Buy)^F5	$4.79	Dec 4, 2015	M	42,488	D	—	Mar 4, 2018	Common Stock	42,488	0	D

F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.93 to $11.9401 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2One-fourth of the shares subject to the option vest on August 5, 2015 and one forty-eighth of the shares shall vest monthly thereafter.
F3One-fourth of the shares subject to the option vested on August 6, 2014 and one forty-eighth of the shares shall vest monthly thereafter.
F4One-fourth of the shares subject to the option vest on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
F5Fully vested.