SEC Form 4 · accession 0001209191-15-083608
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ra'Ed Elmurib
Officer — VP, Corp Dev and GM, MPD
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2015 | M | 44,900 | $10.97 | A | 87,603 | D | |
| Common StockF1 | Dec 2, 2015 | S | 44,900 | $11.93 | D | 42,703 | D | |
| Common Stock | Dec 3, 2015 | M | 7,512 | $4.79 | A | 50,215 | D | |
| Common Stock | Dec 3, 2015 | M | 5,100 | $10.97 | A | 55,315 | D | |
| Common Stock | Dec 3, 2015 | S | 12,612 | $11.93 | D | 42,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.97 | Dec 2, 2015 | M | 44,900 | D | — | Mar 7, 2016 | Common Stock | 44,900 | 5,100 | D |
| Stock Option (Right to Buy)F2 | $4.79 | Dec 3, 2015 | M | 7,512 | D | — | Mar 4, 2018 | Common Stock | 7,512 | 42,488 | D |
| Stock Option (Right to Buy)F2 | $10.97 | Dec 3, 2015 | M | 5,100 | D | — | Mar 7, 2016 | Common Stock | 5,100 | 0 | D |
Explanation of responses
- F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.93 to $11.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Fully vested.