SEC Form 4 · accession 0001209191-15-082966

PMC SIERRA INC · PMCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP of Worldwide Sales

Period of report

Nov 30, 2015

Accepted (ET)

Dec 2, 2015 · 5:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000767920

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 30, 2015	M	6,875	$4.98	A	53,129	D
Common Stock	Nov 30, 2015	M	19,800	$7.22	A	72,929	D
Common Stock	Nov 30, 2015	M	17,400	$9.06	A	90,329	D
Common Stock	Nov 30, 2015	M	21,000	$10.97	A	111,329	D
Common Stock^F1	Nov 30, 2015	S	65,705	$11.8375	D	45,624	D
Common Stock^F2	Nov 30, 2015	S	6,904	$11.8374	D	38,720	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Option (Right to Buy)^F3	$4.98	Nov 30, 2015	M	6,875	D	—	Mar 3, 2019	Common Stock	6,875	D
Stock Option (Right to Buy)^F3	$7.22	Nov 30, 2015	M	19,800	D	—	Apr 5, 2021	Common Stock	19,800	D
Stock Option (Right to Buy)^F3	$9.06	Nov 30, 2015	M	17,400	D	—	Apr 6, 2020	Common Stock	17,400	D
Stock Option (Right to Buy)^F3	$10.97	Nov 30, 2015	M	21,000	D	—	Mar 7, 2016	Common Stock	21,000	D

F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.80 to $11.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.80 to $11.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3Fully vested.