SEC Form 4 · accession 0001209191-15-082963
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Steven J Geiser
Officer — VP Finance and CFO
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | M | 180,729 | $5.23 | A | 337,101 | D | |
| Common StockF1 | Nov 30, 2015 | S | 180,729 | $11.81 | D | 156,372 | D | |
| Common StockF2 | Nov 30, 2015 | S | 14,244 | $11.824 | D | 142,128 | D | |
| Common StockF3 | Nov 30, 2015 | S | 26,067 | $11.83 | D | 116,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $5.23 | Nov 30, 2015 | M | 180,729 | D | — | Dec 4, 2022 | Common Stock | 180,729 | 104,271 | D |
Explanation of responses
- F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.80 to $11.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.8201 to $11.825 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.82 to $11.835 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4One-fourth of the shares subject to the option vest on December 4, 2013 and one forty-eighth of the shares shall vest monthly thereafter.