SEC Form 4 · accession 0001209191-15-040125
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin Harris
Officer — VP, COO and GM of CBU
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2015 | S | 17,568 | $8.4653 | D | 209,492 | D | |
| Common StockF2 | May 5, 2015 | S | 12,478 | $8.3103 | D | 197,014 | D | |
| Common Stock | May 5, 2015 | M | 36,900 | $7.22 | A | 233,914 | D | |
| Common StockF1 | May 5, 2015 | S | 36,900 | $8.4827 | D | 197,014 | D | |
| Common Stock | May 5, 2015 | M | 25,715 | $7.22 | A | 222,729 | D | |
| Common StockF3 | May 5, 2015 | S | 25,715 | $8.30 | D | 197,014 | D | |
| Common Stock | May 6, 2015 | M | 175,000 | $4.98 | A | 372,014 | D | |
| Common StockF4 | May 6, 2015 | S | 175,000 | $8.2279 | D | 197,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF5 | $7.22 | May 5, 2015 | M | 62,615 | D | — | Apr 5, 2021 | Common Stock | 62,615 | 117,385 | D |
| Common StockF5 | $4.98 | May 6, 2015 | M | 175,000 | D | — | Mar 3, 2019 | Common Stock | 175,000 | 0 | D |
Explanation of responses
- F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.40 to $8.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.30 to $8.325 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.30 to $8.305 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.17 to $8.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5Fully vested.