SEC Form 4 · accession 0001209191-15-039506

PMC SIERRA INC · PMCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, COO and GM of CBU

Period of report

May 4, 2015

Accepted (ET)

May 6, 2015 · 5:33 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000767920

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 4, 2015	M	90,000	$6.35	A	317,060	D
Common Stock	May 4, 2015	M	24,791	$6.53	A	341,851	D
Common Stock	May 4, 2015	M	45,000	$5.71	A	386,851	D
Common Stock^F1	May 4, 2015	S	159,791	$8.5137	D	227,060	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F2	$6.35	May 4, 2015	M	90,000	D	—	Mar 6, 2017	Common Stock	90,000	0	D
Stock Option (right to buy)^F3	$6.53	May 4, 2015	M	24,791	D	—	Aug 6, 2023	Common Stock	24,791	34,709	D
Stock Option (right to buy)^F4	$5.71	May 4, 2015	M	45,000	D	—	Aug 7, 2022	Common Stock	45,000	22,500	D

F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.49 to $8.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2Fully vested.
F3One-fourth of the shares subject to the option vested on August 6, 2014 and one forty-eighth of the shares shall vest monthly thereafter.
F4One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.