SEC Form 4 · accession 0001209191-15-020268
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Belluzzo
Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 10,000 | $8.21 | A | 74,171 | D | |
| Common Stock | Feb 26, 2015 | M | 10,000 | $8.67 | A | 84,171 | D | |
| Common Stock | Feb 26, 2015 | M | 10,000 | $7.75 | A | 94,171 | D | |
| Common Stock | Feb 26, 2015 | M | 10,000 | $6.68 | A | 104,171 | D | |
| Common StockF1 | Feb 26, 2015 | S | 40,000 | $9.406 | D | 64,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $8.21 | Feb 26, 2015 | M | 10,000 | D | — | May 25, 2015 | Common Stock | 10,000 | 0 | D |
| Common StockF2 | $8.67 | Feb 26, 2015 | M | 10,000 | D | — | Aug 23, 2015 | Common Stock | 10,000 | 0 | D |
| Common StockF2 | $7.75 | Feb 26, 2015 | M | 10,000 | D | — | Nov 21, 2015 | Common Stock | 10,000 | 0 | D |
| Common StockF2 | $6.68 | Feb 26, 2015 | M | 10,000 | D | — | Aug 30, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.40 to $9.425 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Fully vested.