SEC Form 4 · accession 0001209191-15-019662
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin Harris
Officer — VP, COO and GM of CBU
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2015 | A | 7,387 | $0.00 | A | 229,723 | D | |
| Common StockF3 | Feb 26, 2015 | F | 2,663 | $9.26 | D | 227,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are performance-based restricted stock units that were converted to shares pursuant to the satisfaction of certain performance criteria for the performance period of December 29, 2013 to December 27, 2014.
- F2Includes 2,888 shares acquired on February 10, 2015 pursuant to the 2011 Employee Stock Purchase Plan.
- F3The shares were sold (Sell to Cover) by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of performance-based restricted stock units awarded to the Reporting Person.