SEC Form 4 · accession 0001209191-15-017862
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alinka Flaminia
Officer — VP, General Counsel Corp. Sec.
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 50,000 | $6.52 | A | 154,565 | D | |
| Common StockF1 | Feb 20, 2015 | S | 50,000 | $9.4817 | D | 104,565 | D | |
| Common Stock | Feb 23, 2015 | M | 25,000 | $6.52 | A | 129,565 | D | |
| Common StockF2 | Feb 23, 2015 | S | 25,000 | $9.351 | D | 104,565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $6.52 | Feb 20, 2015 | M | 50,000 | D | — | Feb 6, 2017 | Common Stock | 50,000 | 25,000 | D |
| Common StockF3 | $6.52 | Feb 23, 2015 | M | 25,000 | D | — | Feb 6, 2017 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.35 to $9.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.325 to $9.365 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Fully vested.