SEC Form 4 · accession 0001209191-15-014515
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ra'Ed Elmurib
Officer — VP, Corp Dev and GM, MPD
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | M | 39,798 | $4.79 | A | 114,443 | D | |
| Common StockF2 | Feb 12, 2015 | S | 39,798 | $9.1475 | D | 74,645 | D | |
| Common Stock | Feb 12, 2015 | S | 5,435 | $9.15 | D | 69,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $4.79 | Feb 12, 2015 | M | 39,798 | D | — | Mar 4, 2018 | Common Stock | 39,798 | 50,000 | D |
Explanation of responses
- F1Includes 3,530 shares acquired on February 10, 2015 pursuant to the 2011 Employee Stock Purchase Plan.
- F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.10 to $9.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Fully vested.