SEC Form 4 · accession 0001209191-15-009839
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Klayko
Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 55,845 | $5.68 | A | 146,194 | D | |
| Common Stock | Feb 3, 2015 | M | 41,023 | $6.08 | A | 187,217 | D | |
| Common Stock | Feb 3, 2015 | M | 41,698 | $6.255 | A | 228,915 | D | |
| Common StockF1 | Feb 3, 2015 | S | 138,566 | $8.9671 | D | 90,349 | D | |
| Common StockF2 | Feb 3, 2015 | S | 15,000 | $8.985 | D | 75,349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $5.68 | Feb 3, 2015 | M | 55,845 | D | — | Sep 6, 2021 | Common Stock | 55,845 | 0 | D |
| Common StockF3 | $6.08 | Feb 3, 2015 | M | 41,023 | D | — | Jun 4, 2023 | Common Stock | 41,023 | 0 | D |
| Common StockF3 | $6.255 | Feb 3, 2015 | M | 41,698 | D | — | Jun 5, 2022 | Common Stock | 41,698 | 0 | D |
Explanation of responses
- F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.91 to $8.991 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.98 to $8.995 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Fully vested.