SEC Form 4 · accession 0001209191-15-009807
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ra'Ed Elmurib
Officer — VP, Corp Dev and GM, MPD
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 202 | $4.79 | A | 82,817 | D | |
| Common Stock | Feb 3, 2015 | S | 202 | $9.13 | D | 82,615 | D | |
| Common Stock | Feb 3, 2015 | S | 5,071 | $9.10 | D | 77,544 | D | |
| Common Stock | Feb 3, 2015 | S | 566 | $9.093 | D | 76,978 | D | |
| Common StockF1 | Feb 3, 2015 | S | 2,743 | $9.0804 | D | 74,235 | D | |
| Common Stock | Feb 3, 2015 | S | 3,120 | $9.09 | D | 71,115 | D | |
| Common Stock | Feb 3, 2015 | M | 2,813 | $6.35 | A | 73,928 | D | |
| Common StockF2 | Feb 3, 2015 | S | 2,813 | $9.134 | D | 71,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $4.79 | Feb 3, 2015 | M | 202 | D | — | Mar 4, 2018 | Common Stock | 202 | 89,798 | D |
| Common StockF3 | $6.35 | Feb 3, 2015 | M | 2,813 | D | — | Mar 6, 2017 | Common Stock | 2,813 | 0 | D |
Explanation of responses
- F1The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.08 to $9.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.13 to $9.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Fully vested.