SEC Form 4 · accession 0001104659-15-038225
PMC SIERRA INC · PMCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David H Batchelder
10% Owner
RELATIONAL INVESTORS LLC
10% Owner
Ralph V Whitworth
10% Owner
Period of report
May 14, 2015
Accepted (ET)
May 14, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | S | 5,500,348 | $8.1607 | D | 17,307,171 | I | Through Limited Partnerships and managed accounts managed by reporting persons |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Relational Investors LLC ("RILLC") is the general partner or investment manager of certain affiliated entities. RILLC and the affiliated entities own a total of 17,307,171 shares. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.