SEC Form 4 · accession 0001144204-16-093208
Ceres, Inc. · CERE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Bailey Flavell
Director
Period of report
Apr 5, 2016
Accepted (ET)
Apr 7, 2016 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767884
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F1 | $0.23 | Apr 5, 2016 | A | 729 | A | — | Apr 4, 2026 | Common Stock | 729 | 729 | D |
Explanation of responses
- F1One hundred percent of the shares subject to the option vest and become exercisable on January 31, 2017.