SEC Form 4 · accession 0001144204-15-003548
Ceres, Inc. · CERE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard William Hamilton
Officer — President and CEO · Director
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767884
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2015 | L | 10,000 | $0.21 | A | 222,099 | D | |
| Common Stock | holding | — | — | — | 33,333 | I | By Richard Hamilton 2011-Ceres GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Small acquisition transaction under Rule 16a-6 voluntarily elected to be reported early on Form 4.