SEC Form 4 · accession 0001497869-18-000001
SB FINANCIAL GROUP, INC. · SBFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan R. Gathman
Officer — EVP OF SUBSIDIARY
Period of report
Feb 13, 2018
Accepted (ET)
Feb 16, 2018 · 9:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767405
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 13, 2018 | P | 556 | $18.00 | A | 14,014 | I | JOINT W/ SPOUSE |
| COMMON STOCK | holding | — | — | — | 9,107 | I | ESOP | |
| COMMON STOCKF1 | holding | — | — | — | 5,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH. 2015 AWARD=1,084; 813 SHS VESTED=271 2016 AWARD=1,992; 996 SHS VESTED=996 2017 AWARD=2,936; 734 VESTED=2,202 2018 AWARD=1,800 (271+996+2202+1800=5,269)