SEC Form 4 · accession 0001486762-18-000002
SB FINANCIAL GROUP, INC. · SBFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Van Cosentino
Officer — EVP & CFO
Period of report
Jun 7, 2018
Accepted (ET)
Jun 8, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767405
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 7, 2018 | F | 1,745 | $19.08 | A | 5,763 | D | |
| COMMON STOCK | Jun 7, 2018 | M | 5,000 | $6.66 | A | 10,763 | D | |
| COMMON STOCK | holding | — | — | — | 4,942 | I | ESOP | |
| COMMON STOCK | holding | — | — | — | 5,000 | D | ||
| COMMON STOCK | holding | — | — | — | 200 | I | CHILDREN | |
| COMMON STOCK | holding | — | — | — | 100 | I | JOINT W/ SPOUSE | |
| COMMON STOCK | holding | — | — | — | 5,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO STOCK OPTIONF1 | $6.66 | Jun 7, 2018 | X | 5,000 | A | — | Mar 16, 2020 | COMMON STOCK | 5,000 | 0 | D |
Explanation of responses
- F1THE OPTION WAS GRANTED ON MARCH 6, 2010 AND VESTED 20% A YEAR FOR FIVE YEARS