SEC Form 4 · accession 0001350656-18-000001
SB FINANCIAL GROUP, INC. · SBFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Klein
Officer — CHAIRMAN, PRESIDENT & CEO
Period of report
Feb 13, 2018
Accepted (ET)
Feb 16, 2018 · 10:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767405
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 13, 2018 | P | 4,166 | $18.00 | A | 23,209 | D | |
| COMMON STOCK | holding | — | — | — | 11,001 | I | ESOP | |
| COMMON STOCK | holding | — | — | — | 11,618 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 10,538 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH. 2015 AWARD=2,168; 1,626 SHS VESTED=542 2016 AWARD=3,984; 1,992 SHS VESTED=1,992 2017 AWARD=5,872; 1,468 SHS VESTED=4,404 2018 AWARD=3,600 (542+1992+4404+3600=10,538)