SEC Form 4/A · accession 0001350656-15-000002
SB FINANCIAL GROUP, INC. · SBFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark A Klein
Officer — CHAIRMAN, PRESIDENT & CEO · Director
Period of report
Sep 14, 2015
Accepted (ET)
Sep 14, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000767405
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 14, 2015 | P | 1,000 | $10.00 | A | 11,053 | D | |
| COMMON STOCK | holding | — | — | — | 7,559 | I | ESPP | |
| COMMON STOCK | holding | — | — | — | 9,071 | I | ESOP | |
| COMMON STOCKF1 | holding | — | — | — | 4,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S 2008 STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH. 2/5/13 AWARD=3,000; 750 SHS VESTED 2/5/14=2,250 2/5/14 AWARD=2,100 2,250+2,100=4,350