SEC Form 4 · accession 0001209191-16-116285
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Cali
Director
Period of report
Jan 26, 2016
Accepted (ET)
Apr 28, 2016 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 26, 2016 | G | 5,198 | $0.00 | D | 11,570 | D | |
| Common StockF1 | Jan 26, 2016 | G | 5,198 | $0.00 | A | 35,203 | I | By The Mark Cali Revocable Trust |
| Common StockF1,F3 | Apr 27, 2016 | G | 1,169 | $0.00 | D | 10,401 | D | |
| Common StockF1 | Apr 27, 2016 | G | 1,169 | $0.00 | A | 36,372 | I | By The Mark Cali Revocable Trust |
| Common Stocl | holding | — | — | — | 64,998 | I | By the Cali Family Gift Trust | |
| Common Stock | holding | — | — | — | 26,700 | I | By spouce's Revocable Trust | |
| Common Stock | holding | — | — | — | 170,096 | I | By The Cali 1994 Living Trust | |
| Common Stock | holding | — | — | — | 1,200 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 288 | I | By Clark Cali |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the issuer's common stock issued in the name of The Mark Cali Revocable Trust upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.
- F2Includes 10,401 shares of deferred stock which will be distributed as actual shares of the issuer's common stock at a specified time and 1,169 shares of the issuer's common stock underlying restricted stock units.
- F3Includes 10,401 shares of deferred stock which will be distributed as actual shares of the issuer's common stock at a specified time.