SEC Form 4 · accession 0001209191-16-116271
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Man
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 28, 2016 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2016 | A | 957 | $0.00 | A | 957 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 957 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2017 annual shareholders meeting, subject to accelerated vesting under certain prescribed circumstances.