SEC Form 4 · accession 0001209191-16-096595
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzy Papazian
Officer — Gen. Counsel/Corp. Secretary
Period of report
Jan 29, 2016
Accepted (ET)
Feb 9, 2016 · 2:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 29, 2016 | J | 234 | $27.71 | A | 5,895 | D | |
| Common Stock | holding | — | — | — | 2,322 | I | By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Corp. 2014 Employee Stock Purchase Plan.
- F2Represents 2,764 shares of the issuer's common stock and 3,131 shares of the issuer's common stock underlying restricted stock units.