SEC Form 4 · accession 0001209191-15-085449
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George E Moss
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | P | 1,000 | $27.93 | A | 1,074,023 | D | |
| Common StockF2 | Dec 14, 2015 | P | 1,000 | $27.94 | A | 1,075,023 | D | |
| Common StockF3 | Dec 14, 2015 | P | 1,000 | $27.85 | A | 1,076,023 | D | |
| Common StockF4 | Dec 14, 2015 | P | 2,000 | $28.08 | A | 1,078,023 | D | |
| Common StockF5 | Dec 14, 2015 | P | 2,000 | $28.09 | A | 1,080,023 | D | |
| Common StockF6 | Dec 14, 2015 | P | 3,000 | $28.25 | A | 1,083,023 | D | |
| Common StockF7 | holding | — | — | — | 811,059 | I | By John Kimberly Moss Trust | |
| Common Stock | holding | — | — | — | 6,644 | I | By spouse's revocable trust | |
| Commion Stock | holding | — | — | — | 830 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 1,103 | I | By spouse's Roth IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1,072,854 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,169 shares of the Issuer's common stock underlying restricted stock units.
- F2Represents 1,073,854 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,169 shares of the Issuer's common stock underlying restricted stock units.
- F3Represents 1,074,854 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,169 shares of the Issuer's common stock underlying restricted stock units.
- F4Represents 1,076,854 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,169 shares of the Issuer's common stock underlying restricted stock units.
- F5Represents 1,078,854 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,169 shares of the Issuer's common stock underlying restricted stock units.
- F6Represents 1,081,854 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,169 shares of the Issuer's common stock underlying restricted stock units.
- F7These shares represent 811,059 shares of common stock held by the John Kimberly Moss Trust, for which the reporting person is the trustee. The reporting person disclaims beneficial ownership in such shares except to the extent of his pecuniary interest therein.