SEC Form 4 · accession 0001209191-15-085444
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Van Valer
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | P | 3,000 | $28.00 | A | 73,997 | D | |
| Common StockF2 | Dec 14, 2015 | P | 2,000 | $27.82 | A | 75,997 | D | |
| Common StockF3 | Dec 14, 2015 | P | 1,000 | $27.89 | A | 76,997 | D | |
| Common StockF4 | Dec 14, 2015 | P | 2,000 | $27.92 | A | 78,997 | D | |
| Common StockF5 | Dec 14, 2015 | P | 2,000 | $27.99 | A | 80,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 70,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F2Includes 72,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F3Includes 73,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F4Includes 75,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F5Includes 77,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.