SEC Form 4 · accession 0001209191-15-084231
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Cali
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 9, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | G | 5,500 | $0.00 | D | 64,998 | I | By the Cali Family Gift Trust |
| Common StockF1 | holding | — | — | — | 16,404 | D | ||
| Common Stock | holding | — | — | — | 30,005 | I | By the Mark Cali Revocable Trust | |
| Common Stock | holding | — | — | — | 26,700 | I | By spouse's Revocable Trust | |
| Common Stock | holding | — | — | — | 170,096 | I | By the Cali 1994 Living Trust | |
| Common Stock | holding | — | — | — | 1,200 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 288 | I | By Clark Cali |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 15,235 shares of deferred stock which will be distributed as actual shares of the issuer's common stock at a specified time and 1,169 shares of the issuer's common stock underlying restricted stock units.