SEC Form 4 · accession 0001209191-15-067860
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Patrick Lynch
Officer — CFO/Treasurer
Period of report
Aug 25, 2015
Accepted (ET)
Aug 25, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2015 | P | 100 | $28.36 | A | 18,036 | D | |
| Common StockF2 | Aug 25, 2015 | P | 100 | $28.29 | A | 18,136 | D | |
| Common StockF3 | Aug 25, 2015 | P | 100 | $28.30 | A | 18,236 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 9,197 shares of the issuer's common stock, 2,300 shares of the issuer's common stock held under a Roth IRA account, and 6,539 shares of the issuer's common stock underlying restricted stock units.
- F2Represents 9,197 shares of the issuer's common stock, 2,400 shares of the issuer's common stock held under a Roth IRA account, and 6,539 shares of the issuer's common stock underlying restricted stock units.
- F3Represents 9,197 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 6,539 shares of the issuer's common stock underlying restricted stock units.