SEC Form 4 · accession 0001209191-15-050489
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Van Valer
Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 5, 2015 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2015 | P | 2,000 | $29.94 | A | 56,997 | D | |
| Common StockF2 | Jun 5, 2015 | P | 1,000 | $29.84 | A | 57,997 | D | |
| Common StockF3 | Jun 5, 2015 | P | 500 | $29.96 | A | 58,497 | D | |
| Common StockF4 | Jun 5, 2015 | P | 2,000 | $29.87 | A | 60,497 | D | |
| Common StockF5 | Jun 5, 2015 | P | 1,000 | $29.78 | A | 61,497 | D | |
| Common StockF6 | Jun 5, 2015 | P | 1,000 | $30.02 | A | 62,497 | D | |
| Common StockF7 | Jun 5, 2015 | P | 1,000 | $29.62 | A | 63,497 | D | |
| Common StockF8 | Jun 5, 2015 | P | 1,000 | $29.73 | A | 64,497 | D | |
| Common StockF9 | Jun 5, 2015 | P | 1,000 | $29.67 | A | 65,497 | D | |
| Common StockF10 | Jun 5, 2015 | P | 1,000 | $29.74 | A | 66,497 | D | |
| Common StockF11 | Jun 5, 2015 | P | 1,000 | $29.85 | A | 67,497 | D | |
| Common StockF12 | Jun 5, 2015 | P | 1,000 | $29.90 | A | 68,497 | D | |
| Common StockF13 | Jun 5, 2015 | P | 1,000 | $29.91 | A | 69,497 | D | |
| Common StockF14 | Jun 5, 2015 | P | 500 | $29.72 | A | 69,997 | D | |
| Common StockF15 | Jun 5, 2015 | P | 1,000 | $29.75 | A | 70,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 53,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F10Includes 62,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F11Includes 63,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F12Includes 64,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F13Includes 65,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F14Includes 66,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F15Includes 67,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F2Includes 54,286 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F3Includes 54,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F4Includes 56,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F5Includes 57,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F6Includes 58,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F7Includes 59,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F8Includes 60,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F9Includes 61,786 shares of the issuer's common stock, 1,169 shares of the issuer's common stock underlying restricted stock units, and 2,542 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.