SEC Form 4 · accession 0001209191-15-029942

H2O AMERICA · HTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

George E Moss

Director · 10% Owner

Period of report

Mar 26, 2015

Accepted (ET)

Mar 27, 2015 · 5:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000766829

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 26, 2015	P	2,000	$30.20	A	1,057,529	D
Common Stock^F2	Mar 26, 2015	P	2,000	$30.23	A	1,059,529	D
Common Stock^F3	Mar 26, 2015	P	2,000	$30.30	A	1,061,529	D
Common Stock^F4	Mar 26, 2015	P	2,000	$30.18	A	1,063,529	D
Common Stock^F5	Mar 26, 2015	P	2,000	$30.31	A	1,065,529	D
Common Stock^F6	Mar 26, 2015	P	2,000	$30.24	A	1,067,529	D
Common Stock^F7	Mar 26, 2015	P	2,000	$30.52	A	1,069,529	D
Common Stock^F8	Mar 26, 2015	P	2,325	$30.55	A	1,071,854	D
Common Stock^F9	holding	—	—		—	811,059	I	By John Kimberly Moss Trust
Common Stock	holding	—	—		—	6,644	I	By spouse's revocable trust
Commion Stock	holding	—	—		—	830	I	By spouse's IRA
Common Stock	holding	—	—		—	1,103	I	By spouse's Roth IRA

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents 1,056,243 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units.
F2Represents 1,058,243 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units.
F3Represents 1,060,243 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units.
F4Represents 1,062,243 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units.
F5Represents 1,064,243 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units.
F6Represents 1,066,243 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units.
F7Represents 1,068,243 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units.
F8Represents 1,070,568 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and the sole beneficiary and 1,286 shares of the Issuer's common stock underlying restricted stock units. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the issuer's 2015 annual shareholders meeting, subject to accelerated vesting under certain prescribed circumstances.
F9These shares represent 811,059 shares of common stock held by the John Kimberly Moss Trust, for which the reporting person is the trustee. The reporting person disclaims beneficial ownership in such shares except to the extent of his pecuniary interest therein.