SEC Form 4 · accession 0001209191-15-027369
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Cali
Director
Period of report
Mar 13, 2015
Accepted (ET)
Mar 18, 2015 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | G | 300 | $0.00 | D | 26,700 | I | By spouse's Revocable Trust |
| Common StockF1 | holding | — | — | — | 16,521 | D | ||
| Common Stock | holding | — | — | — | 71,498 | I | By the Cali Family Gift Trust | |
| Common Stock | holding | — | — | — | 31,847 | I | By the Mark Cali Revocable Trust | |
| Common Stock | holding | — | — | — | 170,096 | I | By the Cali 1994 Living Trust | |
| Common Stock | holding | — | — | — | 1,200 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 288 | I | By Clark Cali |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 15,235 shares of deferred stock which will be distributed as actual shares of the issuer's common stock at a specified time and 1,286 shares of the issuer's common stock underlying restricted stock units. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the issuer's 2015 annual shareholders meeting, subject to accelerated vesting under certain prescribed circumstances.