SEC Form 4 · accession 0001209191-15-009587
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Patrick Lynch
Officer — CFO/Treasurer
Period of report
Jan 30, 2015
Accepted (ET)
Feb 4, 2015 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2015 | J | 141 | $28.70 | A | 17,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Corp. 2014 Employee Stock Purchase Plan.
- F2Represents 9,039 shares of the issuer's common stock, 2,200 shares of the issuer's common stock held under a Roth IRA account, and 6,539 shares of the issuer's common stock underlying restricted stock units.