SEC Form 4 · accession 0001209191-15-001412
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew F Walters
Officer — Chief Administrative Officer
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2015 | A | 2,397 | $0.00 | A | 6,242 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 2,397 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances.
- F2Represents 6,242 shares of the issuer's common stock underlying restricted stock units.